Securities Law

Securities law refers to the body of laws and regulations that govern the issuance, trading, and regulation of securities, which are financial instruments such as stocks, bonds, and investment contracts. Securities laws are designed to protect investors and ensure that the securities markets are fair, efficient, and transparent. Here's a brief description of key aspects of securities law:

• Issuance of Securities: Securities laws regulate the process by which companies issue securities to the public. This includes requirements for disclosure of information to investors, such as financial statements and other relevant information.
• Registration and Exemptions: Securities laws generally require securities offerings to be registered with the relevant regulatory authorities, such as the Securities and Exchange Commission (SEC) in the United States. However, certain exemptions may apply for small offerings or offerings to accredited investors.
• Trading of Securities: Securities laws regulate the trading of securities on secondary markets, such as stock exchanges. This includes rules for brokers and other intermediaries involved in securities trading.
• Market Manipulation and Fraud: Securities laws prohibit market manipulation and fraud, such as insider trading, false or misleading statements, and other deceptive practices that can harm investors or distort the market.
• Disclosure Requirements: Securities laws require companies to disclose certain information to the public and investors on an ongoing basis. This includes financial statements, reports on operations, and other material information that may affect the value of securities.
• Corporate Governance: Securities laws often include provisions related to corporate governance, such as requirements for independent directors, audit committees, and other mechanisms to protect the interests of shareholders.
• Enforcement: Securities laws are enforced by regulatory authorities, such as the SEC in the United States, which have the authority to investigate and take enforcement action against violations of securities laws.

Overall, securities laws play a critical role in ensuring the integrity of the securities markets and protecting investors from fraud and abuse. Compliance with securities laws is essential for companies issuing securities and for individuals and entities involved in trading securities.

Under Securities Law we cover

• IPO/ FPO including SME IPO
• Rights/ Bonus/ Preferential Allotment
• Acquisition/ Takeover
• Insider trading
• SEBI Registrations under Investment Advisors/ AIF etc.
• Opinions
• Certifications
• Revocation of suspension from BSE & NSE.
• Direct Listing of Recognized stock exchange listed companies on BSE.
• Postal Ballot
• Scrutinizer fore-voting